Mark Steward

3 results

Swiss bank UBS said it was pleased to resolve what it called a “legacy” issue. Photograph: Arnd Wiegmann/Reuters

Swiss bank UBS was fined a record £27.6 million by a UK regulator for failings related to 136 million transaction reports between 2007 and 2017 in wha(...)

 Niall O’Kelly: both he and Lukhvir Thind have been permanently banned from performing any function related to regulated activity

The British financial services regulator has fined two senior executives at the collapsed Worldspreads Group, and barred both from future involvement (...)

 Barclays was fined £72.1 million by UK regulators for failing to fully probe a group of “politically exposed” ultra-high-net-worth clients tied to a transaction of £1.9 billion. Photo: Bloomberg

Barclays was fined £72.1 million by UK regulators for failing to fully probe a group of “politically exposed” ultra-high-net-worth clients tied to a t(...)