Mark Steward

2 results

 Niall O’Kelly: both he and Lukhvir Thind have been permanently banned from performing any function related to regulated activity

The British financial services regulator has fined two senior executives at the collapsed Worldspreads Group, and barred both from future involvement (...)

 Barclays was fined £72.1 million by UK regulators for failing to fully probe a group of “politically exposed” ultra-high-net-worth clients tied to a transaction of £1.9 billion. Photo: Bloomberg

Barclays was fined £72.1 million by UK regulators for failing to fully probe a group of “politically exposed” ultra-high-net-worth clients tied to a t(...)